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Alternative Trading Systems
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#	Item
231	Alternative Trading Systems Active Filers as of July 31, 2012 ATS Name / BD Date of Initial Filing Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-16 10:07:09 Financial markets Alternative Trading Systems
232	Alternative Trading Systems Active Filers as of January 31, 2011 ATS Name / BD Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-16 16:20:54
233	Proposed Rule: Regulation NMS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-16 12:43:28 Finance Stock market United States Securities and Exchange Commission Regulation NMS Mathematical finance Alternative Trading Systems Order Securities Exchange Act U.S. Securities and Exchange Commission Financial markets Financial economics Investment
234	Alternative Trading Systems, Effective Registrations as of March 1, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-13 16:05:57 Finance Investment banks Primary dealers Stock market Instinet Alternative Trading Systems Algorithmic trading Nomura Securities Co. Goldman Sachs Investment Financial economics Financial markets
235	Alternative Trading Systems Active Filers as of April 30, 2012 ATS Name / BD Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-15 12:05:46
236	Alternative Trading Systems Active Filers as of June 15, 2010 ATS Name / BD Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-18 11:08:19
237	Alternative Trading Systems Active Filers as of August 1, 2011 ATS Name / BD Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-12 17:32:01
238	TESTIMONY ON REGULATION NMS BEFORE THE SECURITIES AND EXCHANGE COMMISSION Testimony date: Location: Presenter: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-29 12:06:14 Investment Regulation NMS Trading room Order Short Investment banking Alternative Trading Systems U.S. Securities and Exchange Commission Algorithmic trading Financial markets Financial economics Finance
239	Microsoft Word - NMSProposalOutline.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-29 12:43:20 Investment Business Finance Mathematical finance Alternative Trading Systems Best execution Algorithmic trading Transparency Order Financial markets Stock market Financial economics
240	Copy of ATS List for FOIA Page as of November[removed]xlsx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-15 10:27:34 Economy of New York City Financial markets Stock market Computer networking Instinet Citigroup Alternative Trading Systems Goldman Sachs Dark liquidity Investment Financial economics Primary dealers

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